What We Can Do For You

Our full-service relationship includes the following:

Model Portfolio Construction & Review
Existing Model Manager / Fund Due Diligence
Market & Economic Webinar
Model Portfolio Analysis & Commentary
Investment Update Calls with Staff
Proactive Recommendations of Investment Opportunities
Email and phone support for investment-related questions
Email updates regarding investments, industry news, and practice management ideas
Use of East Bay Financial Services Principals’ CFA Credentials and Experience on Client Firm’s Website
Evaluation of Inbound Investment Opportunities

The following services are offered on a fee-plus-cost basis:

Due Diligence for Prospective Investment Opportunities for Individual Firm Clients
Position Papers and Custom Research Topics
Client Communications – Provide or Assist
Evaluation of Portfolio Management Strategies, Processes, and Tools
Analysis of Individual Client Accounts and Situations
Analysis and Proposals for Prospective Clients
In-person meetings (firm, client, or prospect)
Assistance with investment-related compliance requirements


All services and communications provided by East Bay may be fully transparent to RIA’s clients or may be “white-labeled” as RIA’s own research.  The relationship must, however, be fully and appropriately disclosed as per regulatory requirements.